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Skill 2.3.6: Apply comprehensive model evaluation techniques for traditional ML and GenAI models.

Task 2.3: ML Model and Foundation Model (FM) Development - Analyze and evaluate the performance of ML and AI systems.

Core objective: Prove a model is production-ready by measuring quality, safety, and drift against a reproducible baseline—before and after deployment. Match the metric to the output type; never use one score for all problems.

Evaluation Landscape: Traditional ML vs GenAI

Aspect Traditional ML GenAI
Output Discrete label / continuous value Free-form text, summaries, answers
Primary metrics Accuracy, F1, RMSE, AUC BLEU, ROUGE, BERTScore, LLM-as-judge
Reference Ground-truth labels Reference text or human preference
Key challenge Overfitting, class imbalance Multiple valid answers, hallucination, bias
AWS tools SageMaker Clarify, Model Monitor, Experiments Bedrock Evaluations, Prompt Management, Knowledge Bases

Traditional ML Evaluation Metrics

Problem Metrics When to use / Gotcha
Classification Accuracy, Precision, Recall, F1, AUC-ROC, Log Loss, Confusion Matrix F1 for imbalance; AUC for ranking; Log Loss for calibration. Accuracy misleading on skewed classes.
Regression RMSE, MAE, R2, MAPE RMSE penalizes large errors; MAE robust; R2 relative fit; MAPE breaks on zeros.
Clustering Silhouette, Davies-Bouldin, Calinski-Harabasz No labels. Use multiple indices; validate with domain expert.
Ranking / Recommendation NDCG, MRR, MAP, Precision@K, Recall@K NDCG for graded relevance; MRR for first relevant hit.
Anomaly Detection Precision/Recall at threshold, F1, AUC-PR AUC-PR better than ROC for rare anomalies.
Time Series RMSE, MAE, MAPE, sMAPE, MASE MASE scale-independent; backtest on rolling windows.

Gotcha: Never evaluate on training data. Hold out a test set; use cross-validation for small data. Class imbalance makes accuracy a vanity metric.

GenAI Evaluation Metrics

Category Metrics Purpose / Gotcha
Overlap-based BLEU (translation), ROUGE (summarization), METEOR, CIDEr Fast, cheap, but poor for paraphrases and semantics.
Embedding / Semantic BERTScore, cosine similarity, Sentence-BERT Captures meaning, not exact words.
LLM-as-a-judge Faithfulness, Answer Relevance, Context Relevance, Correctness, Harmlessness, Helpfulness Scalable nuance, but judge bias possible. Calibrate with human ratings.
Human evaluation Likert, pairwise preference, rubric-based Gold standard for nuance; expensive, slow, needs structured rubric.
RAG triad Context Relevance, Faithfulness, Answer Relevance Evaluate retrieval and generation separately.
QA Exact Match, F1, ROUGE-L Exact Match strict; F1 partial credit.
Summarization ROUGE-½/L, BERTScore, factual consistency ROUGE misses factual errors; add consistency check.
Translation BLEU, METEOR, chrF, COMET COMET correlates better with human judgment.

Gotcha: A single accuracy figure is useless for GenAI. Combine overlap + semantic + judge + human for high-stakes use cases.

RAG Evaluation: Split Retrieval from Generation

Component Metric Failure mode
Retrieval Context Precision, Context Recall, MRR, NDCG Missing relevant documents
Generation Faithfulness, Answer Relevance, Groundedness Hallucination, omission of source facts
End-to-end Correctness, Completeness, Helpfulness Cannot isolate root cause

Exam Gotcha: A fluent answer that omits source facts is often a retrieval failure. Measure retrieval separately from generation to isolate cause.

Evaluation Modes in Amazon Bedrock

Mode How it works Best for
Programmatic Computed metrics (BLEU, ROUGE, BERTScore) on dataset Repeatable, low cost, objective
LLM-as-a-judge Judge model scores + explains Scalable nuance, subjective quality
Human Human workers rate in console / workflow High-stakes, nuanced, preference

Gotcha: Human-based evaluation jobs created in the console require browser-facing display for prompts/responses. Automated jobs do not.

Baselines, Drift, and Monitoring

  • Baseline: Record known-good metrics, input distributions, and operational metrics at launch. Use SageMaker Model Monitor.
  • Drift types: Data drift (input distribution), Model quality drift (accuracy/F1), Bias drift (fairness), Feature attribution drift (SHAP).
  • CloudWatch: Stores endpoint metrics (latency, errors, invocations) and custom metrics for drift alerts.
  • SageMaker Clarify: Detects bias pre-training and post-training, explains predictions with SHAP.
  • SageMaker MLflow: Tracks parameters, metrics, artifacts, and traces for GenAI apps.
  • Bedrock Prompt Management: Versions prompts and compares variants for repeatable prompt evaluation.

Gotcha: A baseline without input distribution is only half useful. Record inputs + outcomes to distinguish data drift from model degradation.

Comparing Variants: Shadow, A/B, Canary, Blue/Green

Strategy Traffic Caller impact Use case
Shadow Copy to shadow, production serves None Validate new model/container/instance on live traffic
A/B Split traffic Users see candidate Measure business impact
Canary Small % to new Some users Gradual rollout, rollback
Blue/Green Switch after validation None after switch Zero-downtime release

Exam Gotcha: Shadow testing routes a copy of live requests to the shadow variant; only production responses go back to callers. Not all endpoint configurations support shadow testing.

Debugging Convergence Issues

Symptom Likely cause Action
Loss oscillates, never settles Learning rate too high Reduce LR, add decay
Loss barely moves LR too low, model capacity too small Increase LR, add layers/features
Train improves, validation worsens Overfitting Regularization, dropout, more data, early stopping
Both train and validation poor Underfitting More capacity, better features, train longer
Loss = NaN Exploding gradients, bad data Gradient clipping, check data, lower LR

Security, Compliance, and Operational Guardrails

  • IAM roles: Evaluation jobs need S3 read/write, Bedrock access, CloudWatch Logs, KMS decrypt.
  • Encryption: KMS for data at rest (S3, EFS), TLS in transit. VPC endpoints for private access to SageMaker/Bedrock.
  • Data privacy: Human evaluation must not expose PII. Use redaction, private workforces, or synthetic data.
  • Model governance: Bedrock Guardrails for content filtering, PII redaction, denied topics. CloudWatch + CloudTrail for audit.
  • Bias detection: SageMaker Clarify for traditional ML; Bedrock evaluations for GenAI bias/toxicity.

Anti-Patterns & Distractor Traps

  • Single metric for GenAI: Accuracy or BLEU alone misses meaning, hallucination, bias.
  • End-to-end RAG only: Cannot tell if retrieval or generation failed.
  • No baseline: Drift detection impossible.
  • Offline only: Offline scores disagree with live traffic; use shadow tests.
  • Tuning on test set: Inflates performance; use validation set.
  • Ignoring class imbalance: Accuracy misleading; use F1, AUC-PR.
  • Human eval without rubric: Inconsistent, not reproducible.
  • Assuming shadow testing always available: Some endpoint configs excluded.
  • Forgetting judge bias: LLM-as-a-judge can favor own outputs; calibrate with human ratings.

Final exam rule: For traditional ML, match metric to problem type. For GenAI, combine overlap, semantic, judge, and human evaluation. For RAG, always measure retrieval and generation separately.